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Insider trading – unsolved issues

<jats:sec> <jats:title content-type="abstract-subheading">Purpose</jats:title> <jats:p>This paper aims to show that, despite the development of prevention mechanisms for banks, undetected insider trading remains highly feasible. It, thereby, highlights that the curr...

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Journal Title: Journal of Financial Crime
Authors and Corporations: Teichmann, Fabian Maximilian Johannes
In: Journal of Financial Crime, 26, 2019, 3, p. 786-792
Type of Resource: E-Article
Language: English
published:
Emerald
Subjects:
General Economics, Econometrics and Finance
Law
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rft.atitle Insider trading – unsolved issues
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rft.issn 1359-0790
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rft.issue 3
rft.jtitle Journal of Financial Crime
rft.tpages 7
rft.pages 786-792
rft.pub Emerald
rft.date 2019-07-02
x.date 2019-07-02T00:00:00Z
rft.spage 786
rft.volume 26
abstract <jats:sec> <jats:title content-type="abstract-subheading">Purpose</jats:title> <jats:p>This paper aims to show that, despite the development of prevention mechanisms for banks, undetected insider trading remains highly feasible. It, thereby, highlights that the current anti-insider-trading mechanisms, on which previous literature has extensively focused, can be easily circumvented.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Design/methodology/approach</jats:title> <jats:p>A two-step research process was employed. First, informal interviews were conducted with illegal financial services providers. Second, 50 compliance experts and law enforcement officers were formally interviewed. Responses from both sets of interviewees were subjected to quantitative content analysis to yield empirical findings.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Findings</jats:title> <jats:p>Concrete and specific methods of insider trading and limiting the risks of being prosecuted were reported by interviewees. They suggested that the use of strawmen and offshore banks greatly facilitate insider trading.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Research limitations/implications</jats:title> <jats:p>The perspectives of the 100 interviewees have not been quantitatively tested.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Practical implications</jats:title> <jats:p>Suggestions on how to more effectively combat insider trading are provided for financial institutions and compliance officers.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Originality/value</jats:title> <jats:p>Although the empirical findings are based on conditions in Europe, the results have potential global application.</jats:p> </jats:sec>
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description<jats:sec> <jats:title content-type="abstract-subheading">Purpose</jats:title> <jats:p>This paper aims to show that, despite the development of prevention mechanisms for banks, undetected insider trading remains highly feasible. It, thereby, highlights that the current anti-insider-trading mechanisms, on which previous literature has extensively focused, can be easily circumvented.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Design/methodology/approach</jats:title> <jats:p>A two-step research process was employed. First, informal interviews were conducted with illegal financial services providers. Second, 50 compliance experts and law enforcement officers were formally interviewed. Responses from both sets of interviewees were subjected to quantitative content analysis to yield empirical findings.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Findings</jats:title> <jats:p>Concrete and specific methods of insider trading and limiting the risks of being prosecuted were reported by interviewees. They suggested that the use of strawmen and offshore banks greatly facilitate insider trading.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Research limitations/implications</jats:title> <jats:p>The perspectives of the 100 interviewees have not been quantitatively tested.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Practical implications</jats:title> <jats:p>Suggestions on how to more effectively combat insider trading are provided for financial institutions and compliance officers.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Originality/value</jats:title> <jats:p>Although the empirical findings are based on conditions in Europe, the results have potential global application.</jats:p> </jats:sec>
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spellingTeichmann, Fabian Maximilian Johannes 1359-0790 1359-0790 Emerald General Economics, Econometrics and Finance Law http://dx.doi.org/10.1108/jfc-08-2018-0079 <jats:sec> <jats:title content-type="abstract-subheading">Purpose</jats:title> <jats:p>This paper aims to show that, despite the development of prevention mechanisms for banks, undetected insider trading remains highly feasible. It, thereby, highlights that the current anti-insider-trading mechanisms, on which previous literature has extensively focused, can be easily circumvented.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Design/methodology/approach</jats:title> <jats:p>A two-step research process was employed. First, informal interviews were conducted with illegal financial services providers. Second, 50 compliance experts and law enforcement officers were formally interviewed. Responses from both sets of interviewees were subjected to quantitative content analysis to yield empirical findings.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Findings</jats:title> <jats:p>Concrete and specific methods of insider trading and limiting the risks of being prosecuted were reported by interviewees. They suggested that the use of strawmen and offshore banks greatly facilitate insider trading.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Research limitations/implications</jats:title> <jats:p>The perspectives of the 100 interviewees have not been quantitatively tested.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Practical implications</jats:title> <jats:p>Suggestions on how to more effectively combat insider trading are provided for financial institutions and compliance officers.</jats:p> </jats:sec> <jats:sec> <jats:title content-type="abstract-subheading">Originality/value</jats:title> <jats:p>Although the empirical findings are based on conditions in Europe, the results have potential global application.</jats:p> </jats:sec> Insider trading – unsolved issues Journal of Financial Crime
spellingShingleTeichmann, Fabian Maximilian Johannes, Journal of Financial Crime, Insider trading – unsolved issues, General Economics, Econometrics and Finance, Law
titleInsider trading – unsolved issues
title_fullInsider trading – unsolved issues
title_fullStrInsider trading – unsolved issues
title_full_unstemmedInsider trading – unsolved issues
title_shortInsider trading – unsolved issues
title_sortinsider trading – unsolved issues
topicGeneral Economics, Econometrics and Finance, Law
urlhttp://dx.doi.org/10.1108/jfc-08-2018-0079
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